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Commodity Exchange Authority
Results: 63

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51	Appendixes A P P E N D I X E S Appendix A: Summary of Changes to Performance Goals and Indicators SUMMARY OF CHANGES TO PERFORMANCE GOALS AND INDICATORS Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-04-23 17:03:40 U.S. Securities and Exchange Commission Financial regulation International Organization of Securities Commissions Commodity Futures Trading Commission Public Company Accounting Oversight Board Economy of the United States Freedom of Information Act Financial Industry Regulatory Authority Mutual fund scandal United States securities law Business Corporate crime
52	Microsoft Word - May[removed]Meeting with SIFMA Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-05-23 10:25:18 Stock market Bonds Securities Securities Industry and Financial Markets Association Allen & Overy Commodity Futures Trading Commission U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Overy Financial economics Investment Finance
53	Other Information O T H E R I N F O R M A T I O N Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-04-23 17:06:41 Government Corporate crime U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Financial Industry Regulatory Authority Commodity Futures Trading Commission Program evaluation Financial regulation United States securities law Evaluation
54	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]July 2, 2014 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectivenes Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-07-03 10:10:39 Financial regulation Self-regulatory organizations Financial Industry Regulatory Authority Securities Exchange Act U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Broker-dealer Commodity Futures Trading Commission Credit default swap United States securities law Financial economics Financial system
55	Teachers Workshop Program Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-07-19 17:29:21 Financial regulation Financial Industry Regulatory Authority Government Economy of the United States Commodity Futures Trading Commission Mary Schapiro NYSE Euronext Self-regulatory organizations Elisse B. Walter U.S. Securities and Exchange Commission
56	Third Annual Seniors Summit - Afternoon Agenda Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-09-22 10:10:59 Financial regulation United States securities law Securities Commodity Futures Trading Commission Mary Schapiro U.S. Securities and Exchange Commission Financial Industry Regulatory Authority International Organization of Securities Commissions Christopher Cox Financial economics Financial system Finance
57	For Public Distribution PRESS STATEMENT ON OPERATING PRINCIPLES AND AREAS OF EXPLORATION IN THE REGULATION OF THE CROSS-BORDER OTC DERIVATIVES MARKET Leaders of authorities with responsibility for the regulation of the Add to Reading List Source URL: ec.europa.eu Language: English - Date: 2012-12-12 10:06:25 Swiss Financial Market Supervisory Authority Securities Commission International Organization of Securities Commissions U.S. Securities and Exchange Commission Public administration Commodity Futures Modernization Act Canadian securities regulation Government Financial regulation Commodity Futures Trading Commission
58	Microsoft Word - LEGALDOCS-#[removed]v5-FMLG__comment_letter_to_FINRA_re__Rul… Add to Reading List Source URL: www.newyorkfed.org Language: English - Date: 2009-03-05 13:05:44 Financial system Finance Financial markets Financial services Foreign exchange market Financial Industry Regulatory Authority Broker-dealer Securities Exchange Act Commodity Futures Modernization Act Foreign exchange companies Financial economics United States securities law
59	Regulatory Notice [removed]Business Continuity Planning Add to Reading List Source URL: www.bankofengland.co.uk Language: English - Date: 2013-09-05 10:13:37 U.S. Securities and Exchange Commission ACT Commodity Futures Trading Commission Financial regulation Business Government United States securities law Financial Industry Regulatory Authority Business continuity planning
60	Former SEC Chairman Mary Schapiro Joins Promontory Financial Group (Washington, D.C., April 2, 2013) – Mary Schapiro, the former chairman of the U.S. Securities and Exchange Commission, has joined Promontory Financial Group as a managing Add to Reading List Source URL: www.promontory.com Language: English - Date: 2013-04-02 11:16:35 Finance Investment U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Promontory Financial Group Hedge fund Schapiro Financial economics Commodity Futures Trading Commission Mary Schapiro

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